Relationship between Cognitive Function, Depression/Anxiety and Functional Parameters in Patients Admitted for Congestive Heart Failure

Mauro Feola1, *, Sonia Garnero1, Paola Vallauri2, Luigi Salvatico2, Antonello Vado3, Laura Leto4 , Marzia Testa4
1 Cardiovascular Rehabilitation-Heart Failure Unit Ospedale SS Trinita’ Fossano, Italy
2 Psychology Service ASL CN1 Cuneo, Italy
3 Cardiology Division Ospedale S Croce-Carle Cuneo, Italy
4 School of Geriatry Universita’ degli Studi Torino, Italy

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© Feola et al.; Licensee Bentham Open.

open-access license: This is an open access article licensed under the terms of the Creative Commons Attribution Non-Commercial License ( which permits unrestricted, non-commercial use, distribution and reproduction in any medium, provided the work is properly cited.

* Address correspondence to this author at the Cardiovascular Rehabilitation-Heart Failure Unit, Ospedale SS Trinita’ Via Ospedale 4 12045 Fossano Italy; Tel: +390172699365; Fax: +39-0172699364; E-mail:


Cognitive impairment, anxiety and depression have been described in patients with congestive heart failure (CHF). We analyzed in-hospital CHF patients before discharge with neuropsychological tests attempting to correlate with prognostic parameters.


All subjects underwent a mini mental state examination (MMSE), geriatric depression scale (GDS), anxiety and depression scale test (HADS). We evaluated NYHA class, brain natriuretic peptide (BNP), left ventricular ejection fraction (LVEF) and non-invasive cardiac output (CO).


Three-hundred and three CHF patients (age 71.6 ys) were analysed. The mean NYHA class was 2.9±0.8, LVEF was 43.4±15.8%; BNP plasma level and CO were calculated as 579.8±688.4 pg/ml and 3.9±1.1 l/min, respectively. In 9.6% a pathological MMSE score emerged; a depression of mood in 18.2% and anxiety in 23.4% of patients were observed. A significant correlation between MMSE and age (r=0.11 p=0.001), BNP (r=0.64 p=0.03) but not between MMSE and NYHA class and LVEF was observed. GDS and HADS were inversely correlated with NYHA class (r=0.38 p=0.04) and six-minute walking test (r=0.18 p=0.01) without an association with objective parameters in CHF (BNP, LVEF and cardiac output). At multivariate analysis only MMSE and BNP are inversely correlated significantly (p=0.019 OR=-0.64, CI=-042-0.86).


in-hospital CHF patients may manifest a reduction of MMSE and important anxiety/depression disorders. The results of the study suggest that the presence of cognitive impairment in older CHF patients with higher BNP plasma level should be considered. In admitted CHF patients anxiety and depression of mood are commonly reported and influenced the perception of the severity of illness.

Keywords: : Cognitive impairment, heart failure, brain natriuretic peptide..


Chronic heart failure is a major health problem, which is growing together with the increasingly age of population. Recurrent hospitalisations occur in about half of the subjects within 6 months after the initial admission [1]. Several co-morbidities usually coexist in these patients [2]. In spite of its clinical importance, the relationship between cognitive impairment and clinical status in chronic heart failure patients has not always been considered in studies and in clinical interventions regarding patients with congestive heart failure (CHF) [3-5]. Recently even in the early stage of left ventricular dysfunction and heart failure a worse cognitive functioning can be observed [6] and that plasma Brain Natriuretic Peptide (BNP) correlated inversely with attention and functioning. Moreover, in CHF patients a variable prevalence of depression of mood (20-41.8% according to the different definitions or setting of evaluation) [7, 8] or anxiety (25%) have been described.

The aim of this observational study was to analyse the prevalence of cognitive impairment and anxiety/depression an in-hospital CHF population trying to correlate with functional parameters of illness severity collected.


From April 2008 to June 2011, all consecutive CHF patients admitted to our Department for new diagnosis of CHF or for acute decompensation in chronic CHF were requested to enter the study. Subjects of any age, aetiology, and severity of symptoms were recruited. All patients underwent a complete medical, psychological and neuropsychological examination. Patients included in this study fulfilled all (1-3) the following criteria:

  1. symptoms of CHF, according to the criteria commonly accepted in medical literature [9] , namely the presence of 2 major criteria or 1 major criterion+2 minor criteria according to the Framingham score (dyspnoea on exertion, orthopnea, paroxysmal nocturnal dyspnoea, lower extremity oedema, rapid weight gain (defined as a 2 kg increase over 48 hours or less);
  2. New York Heart Association functional classes II, III, or IV; due to an exacerbation of symptoms with at least 1 class deterioration;
  3. evidence of systolic and/or diastolic dysfunction on echocardiographic examination on admission (see below);

The severity of CHF was evaluated according to the medical history, New York Heart Association classification (NYHA), echocardiographic left ventricular ejection fraction (LVEF) and the determination of brain natriuretic peptide (BNP) plasma level. In the whole population the complete protocol (functional class, echocadiographic evaluation, BNP plasma level, non-invasive cardiac output and neuropsychological assessment) was obtained from 24 to 48 hours before discharging. Echocardiograms were performed with a GE Vivid 7 Pro, according to the recommendations of the American Society of Echocardiography [10]. Two-dimensional apical 2- and 4-chamber views were used for volume measurements; LVEF was calculated with a modified Simpson’s method using biplane apical (2- and 4-chamber) views. . Left ventricular systolic dysfunction was defined as an LVEF <50%. The classification of diastolic dysfunction was a predefined modification of classifications already used [11]:

1) Impaired relaxation: early filling wave (E) /atrial filling wave (A) ratio (E/A) < 1 and deceleration time (DT) > 220 msec in subjects aged < 55 years or E/A < 0.8 and DT > 220 msec in subjects aged > 55 years; systolic wave (S)/ diastolic wave (D) ratio of pulmonary veins (PV) (PV S/D) > 1, and atrial reversal flow velocity (AR) < 35 cm/sec;

2) Pseudonormal: E/A 1 to 2, DT 150 to 220 msec, PV S/D ratio < 1, and AR > 35 cm/sec;

3) Restrictive: (E/A > 2, DT < 150 msec, S/D ratio < 1, and AR > 35 cm/sec).

In patients suffering from atrial fibrillation at the time of the echocardiogram, the diastolic function was classified as: 1) restrictive pattern (DT ≤150 msec) or 2) indeterminate (DT >150 msec). The patients were also classified for left ventricular dilatation (end-diastolic diameter ≥ 57 mm). The pulmonary artery pressure (PAP) was obtained by determining the peak velocity of the tricuspid regurgitation jet, adding 5 or 10 mmHg as right atrial pressure according to right atrial size, severity of regurgitation and appearance of the inferior vena cava. From Doppler tissue imaging of the annulus the E’ wave (early annular velocity opposites in direction to the mitral inflow) was determined and the ratio E/E’ calculated [12]. The right ventricle function was investigated using the M-mode echocardiography obtaining the tricuspid annular plane systolic excursion (TAPSE) [13].

All the echo examinations were performed by expert operators blinded to the results of BNP assay; the intra-observer variability was found to be<5%. The medical therapy was normally assumed before the echocardiogram and the BNP measurement was obtained before the echo examination.

BNP was measured collecting blood sample by venopuncture and immediately analysed with the bedside Triage B type natriuretic fluorescence immunoassay (Biosite Diagnostics, La Jolla, CA, USA). The Triage Meter is used to measure BNP concentration by detecting a fluorescent emission that reproduces the amount of BNP in the blood. Two hundred and fifty µl of whole blood was added to the disposable device, next the cells were filtered and divided from the plasma with BNP, which entered a reaction chamber, containing fluorescent BNP antibodies. After a 2-min incubation, the BNP–antibody mixture migrated to an area containing immobilised antibodies and remained fixed there. The unbound fluorescent antibodies were washed away by the excess sample fluid. Then, the Triage Meter measured the fluorescent intensity of the BNP assay area. The assay results were complete in 15 minutes.

A comprehensive battery of psychological and neuropsychological tests measuring a broad range of cognitive functions was administered to each patient. The complete battery of tests consisted of the Mini-Mental State Examination (MMSE) [14], the Hospital Anxiety and Depression Scale (HADS) [15] and the Geriatric Depression Scale (GDS) [16]. All the tests have good psychometric properties and were chosen since they allow different aspects of brain functioning to be measured: cognitive and psychological functioning.

The MMSE [14] was created to allow a rapid evaluation of mental functions. This test explores two types of performances, verbal and non-verbal. In particular, the verbal subtests evaluate time and space orientation, memory, attention, recognition and concentration; the non-verbal sub-items assess the visual-motor coordination and the ability to perform a task. This instrument offers several advantages: it is easy to administrate, requires a short administration time (5 to 20 minutes), and it shows a good sensitivity in assessing a global cognitive deterioration. This test provides a score ranging from 0 to 30; a scoring ≥24 indicates a normal cognitive performance; all scores below this cut-off generally indicate a cognitive impairment. The results of MMSE score obtained were corrected according to age and years of educational duration.

The HADS [15] is a self-assessment scale and is designed to provide a screening device for anxiety and depression in a general hospital setting. The anxiety and depression subscales are valid measures of severity of emotional disorder: for each part, a score below 8 is in the normal range, 8-10 is borderline and above 10 indicates a probable disorder of the relevant mood.

The 15-item GDS was commonly used to determine self-reported symptoms of depression [16]. The GDS is widely used and represents a robust method for assessing symptoms of depression in older population. In particular, GDS seemed to be particularly useful in ill patient population and has been used in HF populations [17].A score of 6 or greater was considered significant for the clinical presence of depression.

The recognition of depression was defined as document-tation in the medical record of any of the followings[18]: a) an outpatient diagnosis of depression described in any mental health encounters/clinic visits performed by mental health practitioners (psychiatrists) or GPs ; b) an inpatient diagnosis of depression described in any mental health encounters/clinic visits performed by mental health practitioners (psychiatrists or psychologists); c) a GDS score ≥6 or an HADS>10.

For the measurement of non-invasive cardiac output (CO), an inert gas rebreathing method (Innocor, Innovison A/S, Odense, Denmark) was used. The system utilised a N2O (blood soluble gas) and SF6 (blood insoluble gas) enriched with O2 of 0.5% and 0.1% respectively. Tidal volume was progressively increased in the closed circuit to match the physiologic increase. Use the SF6 allowed measuring the volume of lungs, valve and rebreathing bag. N2O concentration decreases during the rebreathing manoeuvre, with a rate proportional to pulmonary blood flow. Three to four respiratory cycles were needed to obtain N2O washout. Absence of pulmonary shunt was defined as arterial O2 saturation>98% (blood sample obtained from the arterial line). In the absence of pulmonary shunt, pulmonary blood flow=CO. This method was proved to be closely correlated with thermodilution (R=0.93) and the direct Fick method (R=0.94) [19].

The 6MWT was performed in the discharging day according to the ATS Statement of the American Thoracic Society [20]. CHF patients able to walk underwent 6MWT if did not meet the exclusion criteria (unstable angina and myocardial infarction during the previous month, resting heart rate>120; systolic blood pressure>180 mmHg or diastolic blood pressure>100 mmHg).


Continuous variables were expressed as mean±standard deviation (SD). Categorical variables (NYHA class, presence of antidepressant therapy) were analysed using the chi-square test or Fisher’s exact test. In order to determine whether BNP measurement, NYHA class or other parameters correlated independently to the different results of neuropsychological tests and cognitive function, univariate logistic regression was used. To identify the relationship between variables, a model with all the significant variables in the univariate analysis was created and analysed by logistic stepwise multivariate analysis. All probability values were two-tailed and differences were considered significant with a p value <0.05. The 7.5 version of the SPSS software for Windows, release 12.0, SPSS Inc. Chicago USA was used.


Three-hundred and eighteen CHF patients were admitted to our Department (200 males) in the study period; fifteen patients (14 males) died during the hospitalization and did not perform the battery of neuropsychological tests, being excluded from the analysis. In 49 (15.4%) an ICD has been previously implanted for primary prevention in CHF. The mean age was 71.6 years (range 30-89; Table 1). The mean NYHA class at admission was 2.8 ± 0.75, but we included patients from NYHA class II to IV. Sixty-three (20.8%) CHF patients were admitted in NYHA class IV and 157 (51.8%) were evaluated in class III. The LVEF ranged from 10 to 75% and the mean LVEF was 43.2 ± 15.5%; a preserved LVEF (≥50%) was found in 119 (39.3%) CHF patients. Plasma BNP at admission was 579.8±688.3 pg/ml (range 5-5000 pg/ml) and 6minWT, obtained in 210 (69.3%) patients in which the exercise test could be executed, was calculated in 313.5±99.3 m (range 60-510 m). The other clinical variables were described in Table 1 and in Table 2. The therapy prescribed to those patients included angiotensin converting enzyme inhibitors (ACEI) (enalapril, ramipril) in 254 (83.4%), angiotensin receptor blockade (candesartan, valsartan) in 57 (18.1%), beta-blockers (bisoprolol or carvedilol) in 238 patients (78.5%), digoxin in 86 (28.4%), loop diuretic in 303 subjects (100%) and low dose spironolactone in 139 (45.9%). For beta-blockers, angiotensin converting enzyme inhibitors and angiotensin receptor blockade, the patients’ maximum tolerated dose was used, after an adequate titration period. At the time of admission most subjects (203/318 63.8%) were in sinus rhythm. The predominant aetiology of HF was ischemic (42.5% of subjects had a previous history of coronary artery disease). According to the current Guidelines [21], 49/318 (15.4%) patients have been implanted with an ICD for primary prevention. The recognition of a state of depression of mood was recognized into 58/318 (18.2%) patients and a pharmacological treatment (mainly with citalopram or escitalopram) was started or maintained. In the discharged 303 CHF patients a pathological MMSE score (considered ≤24) was determined in 29 (9.6%)subjects; a GDS score suggesting a depression of mood (considered ≥6) was calculated in 23 (7.6%) while an HADS score ≥10 seemed to be more common (71 subjects; 23.4%).

Table 1.

Main Characteristics of the Population Enrolled in the Study

N = 303
Age 71.,6 ± 9.,9 (30-89)
Males 180 (59.4%)
CAD 129 (42.5%)
CMP 111 (36.6%)
VALV 60 (19.8%)
NYHA II/III/IV 83 (27.4%)/157 (51.8%)/63 (20.8%)
Diastolic function grade 1/2/3 110(36.,3%)/62 (20.4%)/31 (10.2%)
ICD 49 (15.4%)
No ICD 269 (84.6%)

CAD: coronary artery disease, CMP: cardiomyopathy, VALV: valvular disease, NYHA: New York Heart Association classification, ICD: implantable cardiac defibrillator.

Table 2.

Main Differences in the Variables Examined in the CHF Population Enrolled

N = 303
Age 71.,6±9.,9 30-89
Creatinine [mg/dl] 1.,3±0.,8 0.,49-8.,0
Sodium [mEq/l] 139.,83±4.,09 120-149
Haemoglobin [g/dl] 12.,3±1.,9  5.,9-17.,7
LVEF [%] 43.,4±15.,8 10-69
LVESD [mm] 46.,0±21.,6 15-216
LVEDD [mm] 56.,1±23.,1 5-257
PAPS [mmHg] 40.,1±14.,4 17-105
TAPSE [mm] 21.,2±7.,7 10-79
Cardiac Output [l/min] 3.,9±1.,1 1.,2-6.,4
Cardiac Index [l/m/m2] 2.,1±0.,6 0.,7-3.,9
Stroke Volume [ml/beat] 54.,5±19.,6 15-127
NYHA admission 2.,9±0.,8 1-4
NYHA discharge 1.,9±0.,5 1-4
BNP admission [pg/ml] 579.,8±688.,4 5-5000
BNP discharge [pg/ml] 422.,7±491.,3 5.,1-2710
WT admission [m] 313.,6±99.,3 60-510
WT discharge [m] 344.,6±109.,0 80-540
MMSE 27.,3±3.,2 18-30
Hanxiety scale 6.,2±3.,9 1-16
Depression scale 6.,1±3.,3 1-15
GDS 7.,9±4.,3 0.,23-18

LVEF: left ventricular ejection fraction, LVESD: left ventricular end-systolic diameter, LVEDD: left ventricular end-diastolic diameter, PAP: pulmonary artery pressure, TAPSE: NYHA: New York Heart Association, BNP: brain natriuretic peptide, 6minWT: six minute walking test, MMSE: mini mental state examination, GDS: geriatric depression scale.

The univariate analysis demonstrated a positive correlation between MMSE, age (r= 0.11 p=0.001) and BNP (r= -0.64 p=0.03) (Fig. 1) highlighting that CHF patients with a pathological MMSE score were older and with higher BNP plasma level. No correlations between MMSE and NYHA class (r= 0.01 p=0.47) and LVEF (r= 0.01 p=0.4) were observed. In order to correlate the functional indexes of severity of illness, none significant relation between echocardiographic LVEF and psychological test was observed ( vs MMSE p=0.4; vs H p=0.7; vs GDS p=0.8 and finally vs DE p=0.4) while the NYHA class significantly correlated with the GDS (r=0.37 p=0.04) (Fig. 2), 6MWT with Depression scale (r=0.18 p=0.01) with a positive trend for the non-invasive cardiac output and Depression scale (r=0.07 p=0.06). At multivariate analysis only plasma BNP inversely correlated significantly with cognitive function (MMSE) (OR=-0.64, CI=-0.42 -0.86; p=0.019). Finally, no significant differences in the neuropsychological performances emerged between the 214 (70.6%) subjects that were discharged in sinus rhythm compared to the 89 patients in atrial fibrillation (MMSE p=0.9; GDS p=0.16).

Fig. (1).

Univariate analysis demonstrated a significant, inverse correlation between Mini Mental State Examination and Brain Natriuretic Peptide (r= -0.64 p=0.03).

Fig. (2).

In heart failure patients NYHA class significantly correlated with the Geriatric Depression Scale (r=0.37 p=0.04).


Cognitive impairment in patients with CHF is frequent and emerges through a reduction of MMSE and performance obtained in memory and learning tests. The extent of the problem is remarkably under diagnosed: it is calculated that more than 50% of patients with CHF have a MMSE scores within the dementia range (MMSE≤24/30) [22-27]. The pathophysiological determinants of cognitive impairment in CHF patients remain uncertain. The possible mechanisms of the reduction in cognitive function in CHF patients might be simply related to pump failure [22] and cerebral hypoperfusion or even ischemic cerebral strokes [23]. Furthermore promising correlations have been found between impairment of some specific cognitive functions and different specific cardiovascular variables, without a conclusive link [22]. Indeed, the evidence that the impairment cognitive performance was associated with lower indices of left ventricular function and increasing age was described [15] but the correlation between LVEF, aging and cognitive performance remains unclear. Zuccalà et al.[23]demonstrated in a large in-hospital CHF population a prevalence of cognitive impairment of 35% with a positive correlation with anaemia, hypoalbuminemia, lower blood pressure levels and lower use of ACEI. Besides, CHF is associated with an increased risk of dementia and Alzheimer disease (hazard ratio of 1.84 and 1.80 respectively) and that the association between CHF and low diastolic pressure (<70 mmHg) improved this risk (hazard ratio 3.07) [24]. Otherwise, different variables might play the role of confounders in the research of a link between cognitive impairment and cardiovascular parameters in CHF patients: a) the differences in the neuropsychological tests utilised; b) the previous history of cerebral ischemic injuries; c) the difficulty in evaluating the cognitive functions in patients with severe degree of CHF.

Despite the uncertainties that emerged, cognitive dysfunction in CHF subjects should be revealed because it indicates that most of the social activities are significantly impaired and, furthermore, it represents an independent prognostic marker [26-27]. In fact, in the large experience from Zuccala’ et al [28] cognitive impairment was associated with a fivefold increase in mortality (relative risk of 4.9) in in-hospital CHF patients. In this observational study, a severely pathological MMSE score (≤24) was obtained in 9.6% of CHF in-patients and inversely correlated with age and plasma BNP. This correlation, obtained at univariate and multivariate analysis, confirmed, in a larger population, the results observed in a smaller population of in-hospital CHF patients [29] suggesting as BNP was a sensitive marker of cognitive dysfunction in those patients. Interesting, also in non-demented general population (313 subjects) analysed in the Hoorn study [6], plasma BNP was inversely associated with cognitive test (processing speed, memory, attention and executive function) highlighted as this biomarker might be useful for investigation as a risk factor for cognitive decline in the general population. Furthermore, the correlation between MMSE and BNP seemed to indicate that plasma BNP might play an important role not only in the prognosis of CHF but also as a predictive factor for recognising CHF subjects affected by cognitive impairment. Therefore the evidence of higher BNP plasma levels in patients with CHF may suggest that clinical controls should be improved in order to monitor the compliance to the prescribed therapy and to implement multidisciplinary strategies for the assessment of these subjects. MMSE and BNP plasma levels could be considered simple tests for identifying CHF patients who need special attention and systematic neuropsychological testing and require a strong doctor-patient interaction for patient's adherence to therapy.

The presence of anxiety and depression seemed to be very common in admitted or ambulatory CHF patients [7,8]. The recognition of anxiety and depression varied according to the differences in criteria of diagnosis; in fact, for depressive disorders may be define only by DMS-IV criteria or using neuropsychological tests (as GDS, HADS or Beck Depression Inventory). The symptomatic anxiety and depression disorders are described as under recognized and the screening of these disorders seemed to help in receiving an adequate medical treatment [8]. In particular, in OPTIMIZE-HF study [30], based on 48612 in-hospital CHF patients, depression of mood has been associated with a prolonged of in-hospital stay (7 vs 6.4 days in non-depressive patients, p<0.001), less likely to receive coronary interventions and cardiac devices (p<0.01) and a worse post-discharge mortality (p=0.02). Our experience confirmed the strong association between the depression of mood and age (p=0.05) and NYHA class (p=0.04) in CHF in-patients. In literature [31] a major depression disorder was more common in women, chronic pulmonary obstructive patients and severe degree of CHF (NYHA IV class). The correlation between depression of mood and NYHA class deserves two main considerations: a) the severe degree of CHF induces depression when the patient is severely functionally impaired; b) the depression might exacerbate symptoms of heart failure improving the severity of functional impairment. This latter explanation is consistent considering that a functional, objective parameters as echocardiographic LVEF [31] was not associated with depression. Our experience documented as two simple functional parameters NYHA class and 6MWT were inversely correlated to depression of mood (p=0.04 and p=0.01, respectively), identifying a group of CHF patients in which the depressive disorder induced to report worse symptoms and functional impairment or less motivated 6MWT. The absence of a clear association between objective parameters of the clinical status in CHF (plasma BNP, LVEF and cardiac output) and the depression of mood seemed to highlight that the mood disorder might exacerbate CHF symptoms. This observation deserves to be confirmed in larger studies.

In conclusion, this study supports the necessity to evaluate the cognitive impairment and the depression of mood in in-hospital CHF patients. Cognitive dysfunction influences not only the quality of life but also the clinical evolution of the CHF compromising the doctor-patient interaction as well as patient's adherence to treatment. The results of the present study suggest that the presence of cognitive impairment in older CHF patients with higher BNP plasma level should be considered. Finally, in admitted CHF patients anxiety and depression of mood are commonly reported and influenced the perception of the severity of illness. Finally, this data confirms that a multidimensional approach is necessary to better characterize and treat CHF patients.


The main limitation of this study is the absence of an imaging modality for analysing the cognitive impairment of CHF patients like magnetic resonance of the brain; this examination would permit to hypothesize a possible mechanism of cognitive impairment/anxiety or depression of mood in different degrees of severity of CHF.


The authors of this manuscript have no disclosures to be declared.


The authors confirm that this article content has no conflicts of interest.


None declared.


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